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Govt to set out new law against bosses who risk employees’ pensions

The Government is set to announce a new criminal offence of neglecting pension responsibilities this week, in the wake of the BHS and Carillion collapses. The Observer reports that ministers are set to confirm they will target employers under the new rules, which will protect pension pots when companies go under. Under the new measures […]

Focus on reality, not perception

Guy Anderson, portfolio manager, looks at the UK small and mid cap sector and wonders if these often overlooked stocks can continue to defy expectations.

Compliance tip: Do you need to opt out of Mifid II?

There are many reasons why a firm might wish to amend its status from Exempt CAD to Article 3. Exempt CAD firms have usually opted into Mifid in order to passport their investment services into another EU member state, or to enable them to transmit orders in unregulated collective investment schemes to non-Mifid firms. Article […]

Zurich HQ

Zurich sells out of Openwork

Zurich has sold off its 25 per cent stake in Openwork, effectively turning over control of the network to its advisers. The provider first set up the network in 2005. Money Marketing first reported that plans were afoot to divest its stake in 2015 as part of a long term transition plan. Zurich confirmed this […]

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