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We wish you a compliant Xmas

Our industry has a large number of different awards ceremonies, with a range of different awards categories.

One which appears to be overlooked is "most pedantic compliance officer of the year".

I would like to nominate the compliance officer of Securitised Endowment Contracts for the PIA logo and the words "Regulated by the Personal Investment Authority" on that firm&#39s corporate Christmas cards.

Richard Lawrence

Draycott Asset

Management,

London SW1

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1. Which is true in connection with the payment of benefits from an appropriate personal pension scheme? a: Benefits from an appropriate personal pension can be taken at the same time as benefits from an ordinary personal pension, that is, from the age of 550 b: Benefits from an appropriate personal pension can be taken […]

ScotLife offers mortgage aid

Scottish Life is introducing a mortgage checklist aid for independent advisers to ensure that borrowers have all the necessary details for their applications. The mortgage lending arm of the Edinburgh-based life office, ScotLife Home Loans, is giving IFAs a tickbox-style mortgage checklist which can be used with all application forms. The checklist includes employer&#39s reference […]

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