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Warren opens compliance consultancy

Compliance expert Bill Warren has started a new consultancy providing compliance support for financial services companies.

Bill Warren Compliance carries out reviews of management and controls, file checking, treating customers fairly requirements and management information to help firms with principle-based regulation.

Warren was previously a director of the Regulatory Alliance of Mortgage Packagers, compliance director for Complete Mortgage & Loan Services, senior consultant for mortgage compliance at Eg Consultancy and national compliance manager for the Mortgage Code Compliance Board.

He says: “At a time when many financial services firms are facing challenges, our focus will be on providing a personal service that gives peace of mind to the client and delivers real value in terms of review and recommendation.

“We have a breadth of experience and expertise, particularly in the mortgage intermediary sector, and will be using this to help firms improve their approach to the key issues such as the systems and control implications of CP/07/23, especially the outsourcing implications, which may not be fully understood by the intermediary market.”


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