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Warning over misleading Priips document for investment trusts

Advisers must use common sense when selecting investment trusts through the new Priips’ Key Information Document as it could be misleading for investors. That is the view of analyst Numis Securities, which has published a report about the KID and investment trusts. Priips, which will apply to a wide range of firms including banks, insurers, […]

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FCA fines and bans RBS derivatives trader

The FCA has fined an RBS derivatives trader £250,000 for manipulating Libor and banned him from performing any function in relation to any regulated financial activity. Neil Danziger traded interest rate products referenced to Japanese Yen Libor. He occasionally made Libor submissions to the British Bankers Association when RBS’s primary submitters were not available.  The FCA […]

Compliance tip: Key changes to comply with Mifid II

The Insurance Distribution Directive, General Data Protection Regulation and Mifid II all impact how firms interact with clients, leading to necessary changes to client agreements. Here we consider the main alterations that will need to have been made to comply with Mifid II. It has always been necessary to describe the service to be received […]

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