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UBS and Cazenove staff among those arrested for insider dealing

Employees of UBS and JPMorgan Cazenove were among eight individuals arrested yesterday by the police and the FSA following allegations of insider dealings.

Officers from City of London Police and 40 FSA staff carried out the arrests and executed search warrants across London and the South East in connection with a major ongoing investigation into insider dealing rings.

UBS has confirmed that a junior member of its support staff was arrested and has subsequently been suspended from work.

Cazenove has confirmed that a sub-contractor who worked at the bank but was employed by another company was also arrested.

The FSA refused to comment further on the arrests.


CII certificate for back-office staff

The Chartered Insurance Institute has set up a new certificate in life and pensions aimed at admin, technical and support staff working in back-office functions at life and pension providers.

Sunny side up

Summer should be filled with sunshine, frivolity and the prospect of holidays but this year the somewhat inclement British weather has been coupled with rising fuel and food prices and talk of a recession and housing market crash.

Simon Fletcher

Auto-enrolment: pay attention or pay the price

By Simon Fletcher

As a chief executive officer of a business in the financial services sector, I have been dealing with the introduction of auto-enrolment for our clients for some time, but I can also speak from an employer’s point of view, having to go through the process ourselves.


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