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DFMs feel the heat of FCA oversight

Twenty-five investment management firms were investigated by the FCA in 2016, a Freedom of Information Act request has revealed. A further seven have been the subject of a so-called Section 166 notice up to July this year. S166 reviews, also known as skilled person reviews, are conducted by the FCA when it is concerned about […]

Industry under fire over pension freedoms

By Jamie Clark, Business Development Manager, Royal London Recent articles in the media have raised concerns about the new pension freedoms. One perceived problem is that across the industry, trustees and providers are not necessarily allowing people to take full advantage of the pension freedoms in situ. This is backed up by a recent survey by […]


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