View more on these topics

Recommended

Top three platforms market study predictions

Orphan clients, fund manager charges and technology suppliers’ capital requirements are all expected to be under the microscope The industry is waiting with bated breath for the FCA’s Investment Platforms Market Study final report. Here are our top three predictions for what will emerge. 1. Rules for orphan client chargingThe FCA is very clear that […]

1

Suzanne Grimster: Keeping on the right side of the FCA with vulnerable clients

Ensuring processes are in place to help identify and manage vulnerable clients will keep everyone safe, including firms The subject of vulnerable clients is attracting increasing interest, and rightly so. Life is never straightforward and this means clients can become vulnerable at different times. That said, a client’s vulnerability is not always easy to spot. […]

Newsletter

News and expert analysis straight to your inbox

Sign up

Comments

    Leave a comment

    Close

    Why register with Money Marketing ?

    Providing trusted insight for professional advisers.  Since 1985 Money Marketing has helped promote and analyse the financial adviser community in the UK and continues to be the trusted industry brand for independent insight and advice.

    News & analysis delivered directly to your inbox
    Register today to receive our range of news alerts including daily and weekly briefings

    Money Marketing Events
    Be the first to hear about our industry leading conferences, awards, roundtables and more.

    Research and insight
    Take part in and see the results of Money Marketing's flagship investigations into industry trends.

    Have your say
    Only registered users can post comments. As the voice of the adviser community, our content generates robust debate. Sign up today and make your voice heard.

    Register now

    Having problems?

    Contact us on +44 (0)20 7292 3712

    Lines are open Monday to Friday 9:00am -5.00pm

    Email: customerservices@moneymarketing.com