The FSA has called on small firms to act on advice given by compliance consultants to help them comply with regulatory requirements, after it found over a third of advisers are not doing so.
Smith & Pinching Portfolio Management (SPPM) has announced a new trading name for their multi-manager operations – OPM (Only Performance Matters) Fund Management.
MitonOptimal has embraced the environmentally friendly theme by investing in a socially responsible teak plantation fund.
SWIP has appointed Gareth Quantrill as head of bond product, a newly created role, within its global bonds and economics team.
The Claims Standards Council is to vote for a new chairman at an extraordinary general meeting next week following the resignation of Andrew Twambley after just six months in the role.
Trapped between expectations for near double-digit returns and strong apprehensions about investing in persistently volatile markets, investors worldwide are of the opinion that professional financial advice is worth the fee. But even though they believe individuals who work with a financial professional are more likely to achieve their goals, investors have a clear vision of […]
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The Financial Services Compensation Scheme has declared self-invested personal pension operators Stadia Trustees, Brooklands Trustees and Montpelier Pension Administration Services in default. The lifeboat fund has received around 150 claims for compensation relating to the three businesses. Those claims relate to how the businesses set up, operated and administered Sipps through which people invested in […]
The Department for Work and Pensions has confirmed it will not change the pensions triple lock and will explore bolstering the powers of The Pensions Regulator in the forthcoming legislative period. The DWP published its “single departmental plan” yesterday, which sets out five objectives it is working towards over the next four years. It has […]
Sam Seaton talks about how her interest in people affects her approach to technology