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FCA takes unauthorised investment scheme to court

The FCA has commenced a criminal prosecution against a Surrey man alleged to have run illegal investment schemes for close to a decade. Mark Starling, from Farnham, is alleged to have operated a collective investment scheme without authorisation or exemption. The schemes purported to trade futures on behalf of investors, the FCA alleges. Southwark Crown […]

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FCA takes on introducers behind £86m in pension transfers

The FCA has revealed it is pursuing two unregulated introducers involved in the transfer of at least £86m in pension assets from over 2,000 customers. In the watchdog’s monthly round-up, FCA executive director for enforcement and market oversight Mark Steward discusses how the FCA is approaching fraudsters as a new advertising campaign launched earlier in […]

Blog: Young, female advisers have every chance of success

When I first started flicking through career guides and thinking about what path to take, I wanted to make sure my job gave me flexibility, the ability to travel and the opportunity to meet people. After researching it, I realised a career in financial planning could tick all these boxes and, so far, my experience […]

Current multi asset positioning

2018 has brought particular challenges for the global economic backdrop, providing the potential for greater than usual volatility over the summer. Nersen Pillay, Investment Director explains that this is not necessarily a bad thing for active managers, sharing the importance of diversification and tactical asset allocation in weathering these conditions. Read the article here Past […]

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