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PIA expels Essex broker

The PIA has expelled an Essex broker for a number of compliance failures revealed after a monitoring visit. The PIA says Ingatestone Mortgage Shop of High Street, Ingatestone failed to organise and control its internal affairs and did not keep proper records.

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IFAA and SLOC unite in promotion bid

The IFA Association and direct-sales life office Sun Life of Canada are seeking to fight back against execution-only companies by promoting financial advice. IFA Association chief executive Garry Heath is aiming to bring in intermediary organisations such as IFA Promotion to join a new discussion group or forum to consider how best to promote financial […]

Institute of Actuaries calls for shake-up of with-profits guides

The Institute of Actuaries is demanding that the PIA revamps with-profits guides, claiming that current bonus rules are flawed and misleading. The PIA and the institute held a meeting on February 12 to discuss changes to with-profits guides. The institute also wrote a letter to the PIA urging it to review its guidelines, which have […]

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