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PIA expels Essex broker

The PIA has expelled an Essex broker for a number of compliance failures revealed after a monitoring visit. The PIA says Ingatestone Mortgage Shop of High Street, Ingatestone failed to organise and control its internal affairs and did not keep proper records.


IFAA and SLOC unite in promotion bid

The IFA Association and direct-sales life office Sun Life of Canada are seeking to fight back against execution-only companies by promoting financial advice. IFA Association chief executive Garry Heath is aiming to bring in intermediary organisations such as IFA Promotion to join a new discussion group or forum to consider how best to promote financial […]

Institute of Actuaries calls for shake-up of with-profits guides

The Institute of Actuaries is demanding that the PIA revamps with-profits guides, claiming that current bonus rules are flawed and misleading. The PIA and the institute held a meeting on February 12 to discuss changes to with-profits guides. The institute also wrote a letter to the PIA urging it to review its guidelines, which have […]


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