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FCA bans ex-Keydata compliance officer but rules out £200k fine

The FCA has banned and publicly censured former Keydata compliance officer Peter Johnson for failing to act with integrity and misleading the FCA. Johnson had lodged an appeal with the Upper Tribunal against the regulatory action, but has since withdrawn his appeal. Upper Tribunal cases will still be held in relation to former Keydata chief […]

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Pension dashboard threat to closed-book firms

Providers could be hit by a surge of customer transfers, following the launch of a pensions dashboard, software consultancy Dunstan Thomas has warned. The Treasury is committed to backing a new, industry-developed, dashboard by the end of 2019, although experts have warned that the timetable could be “unattainable”. However, Dunstan Thomas has now warned that […]

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Malcolm McLean: Can pension freedoms survive as it is?

I was most interested, if a little surprised, to read in a recent report from the public accounts committee that it sees pension freedoms as a potential trigger for mass financial misselling. Some misselling – ok, perhaps relatively speaking, quite a lot – probably. Many people getting it wrong and drawing too much or too little […]

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