The FSA has banned and fined an Essex mortgage broker £101,279 for submitting a fraudulent application. 1st Point director Gabriel Aramide has also been censured for concealing a fraud conviction when applying to the FSA for approval as a director.
From the Technical team at Prudential Let’s face it, many aspects of financial planning involve a lot of technical detail. At our face-to-face events, we’ve had great success bringing these technical topics to life through the use of practical case studies. Meet the family Prudential’s Planning Matters hub brings together a fictional family and explores […]
National advice firm Foster Denovo has acquired London and Capital UK’s wealth business in its latest expansion deal. Foster Denovo will begin servicing London and Capital clients’ portfolios and two advisers will move across to the firm. While currently the clients receive wealth management solutions, Foster Denovo says that they may move into its wider […]
Not being up to date with the rules could leave you vulnerable to accusations of poor advice from the clients you should value most General investment account funds usually require tax planning each year. The most valuable clients tend to have them, yet many advisers have not kept up to date with the main tax […]
MPs from across the political spectrum have backed a call for the chief executive of the FCA, Andrew Bailey, to step down following the collapse of mini-bond firm London Capital & Finance. The incident saw over 11,000 bondholders lose more that £230m. An early day motion put forward on 1 April states: “This House… believes […]