Discretionary fund manager charges have come under increasing scrutiny since the FCA launched its platform market study in July last year. The regulator is currently looking at the role of DFMs in the value chain to see if their charges are justified, with the results expected to be revealed later this summer. Money Marketing has […]
While the Investment Association’s decision to split its property sector category will make it easier for advisers to compare information, they will still need to review the funds carefully, commentators warn. The Investment Association is dividing its property sector into separate UK Direct Property and Property Other sectors from 1 September. Hearthstone Investments fund manager […]
Just 22 of the 57 largest fund and wealth managers with significant UK operations have revealed plans to relocate staff or offices after Brexit, analysis from EY has found. The Financial Times reports that European Union investment hubs, such as Dublin or Luxembourg are struggling to cope with demand from firms applying to for regulatory […]
The FCA has its eye on staff performance strategies, so make sure risks are recognised and managed
According to the Pensions Regulator’s annual commentary and analysis report released this month, 785 potential non-compliance cases were referred for investigation, with 23 auto-enrolment compliance notices issued. And they predict that the use of their statutory powers is only going to increase.
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