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Adviser Tech: One size does not fit all

We can’t talk about adviser fintech without addressing the elephant in the room – integration. And it shouldn’t surprise anyone that it is the top barrier to adviser firms adopting tech in the advice process.

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FCA delayed shutting down DFM over FBI investigation

An undercover investigation by the FBI was behind a delay in the FCA’s decision to shut down London-based discretionary fund manager Beaufort Securities, according to reports. The FCA postponed action as far back as December against Beaufort to allow US authorities to finish gathering evidence, the Times says. The UK watchdog was considering forcing the […]

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