Recommended

2

FCA to pull back from fund manager charge cap

The FCA is set to stop short of imposing a fund management charge cap as part of its asset management review. The regulator began its review of competition in the fund management industry in November, and is assessing how fund groups deliver value for investors. The FCA has been considering whether to introduce a ceiling […]

4

In the dark: Where is the progress on FAMR?

Advisers and the wider profession have warned that the lack of visible progress on the Financial Advice Market Review is fast turning into apathy towards what is supposed to be a flagship project to reform advice. Advisers say they have not been kept in the loop on developments, while providers have called for clarity on […]

FCA logo new 3 620x430
3

Adviser wins FCA complaint battle over ‘misleading’ register info

An adviser has won a complaints battle against the FCA after it failed to correct “misleading” information on its firm register. The adviser complained to the Complaints Commissioner on behalf of the appointed representative after two initial complaints to the FCA were not resolved. The complaint related to the Financial Services Register showing a former trading […]

Frexit & contagion risk in Europe

Many commentators have suggested that the UK’s exit from the European Union will trigger a domino effect, leading to its eventual break-up. Neptune’s Rob Burnett discusses the likelihood of this happening. Read more: Important information Investment risks Neptune funds may have a high historic volatility rating and past performance is not a guide for future […]

Newsletter

News and expert analysis straight to your inbox

Sign up

Comments

    Leave a comment