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Kim North: An FCA faux pas on suitability

“You have brains in your head. You have feet in your shoes. You can steer yourself in any direction you choose. You’re on your own, and you know what you know. And you are the guy who’ll decide where to go,” said Dr Seuss. I was reminded of this recently in light of the news […]

Best Platform: Transact

Transact topped our adviser survey in the Best Platform category, with “value” and “service” consistently coming out as the reasons why Transact should win the Best Platform award. Transact was also praised for how easy the platform was to use, for both advisers and clients, as well as the high quality of adviser support. Technical […]

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Govt eyes ‘fit and proper’ rules in master trust clampdown

The Government is looking at adding a “fit and proper” requirement for trustees of master trusts and new solvency requirements for providers, Money Marketing understands. The Queen’s Speech last week revealed the Government will table a Pensions Bill including “strict criteria” for master trusts. Instead of a public consultation the Government is holding three roundtables with […]

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FCA chair’s record annual expenses bill hits over £40k

FCA chairman John Griffith-Jones has surpassed the regulator’s executive expenses bill racking up more than £41,000 over 12 months. The regulator revealed Griffith-Jones filed expenses of £41,132.75 in the 12 months ending in March through updated figures for allowances and expenses claimed by its chairman and executive board members. Griffith-Jones racked up expenses of £7,260.91 in […]

Sustainable investing 2018

RLAM’s Head of Sustainable Investments, Mike Fox highlights what he believes will be the key sustainable investment themes in 2018. Watch the video here Past performance is not a guide to future performance. The value of investments and the income from them is not guaranteed and may go down as well as up and investors […]

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