River and Mercantile has set aside £1m through a reduction in director pay in response to the a recent FCA competition investigation. In its half-year update, the firm has also issued a statement on the recent departure of his high profile fund manager Philip Rodrigs. Following the FCA investigation on a breach of competition law issued in November, […]
Two directors of a mortgage broker have set up a wealth management firm that will be part of St James’s Place. John Charcol sales director Peter Williams and marketing director Ben Larkin have started wealth management business Firmitas Financial Services. Larkin says: “We are looking to team up with mortgage advisers and other professional introducers […]
Too many risk falling back on the state for help at retirement. Change is needed.
The regulator will not ask advisers for historic data relating to advice given on unregulated investments, it has confirmed. That is despite advisers calling for the FCA to request historic information in firms’ annual Gabriel returns. As part of its review of the Financial Services Compensation Scheme’s funding model, the FCA said it would incorporate […]
Kunal Desai, Head of Indian Equities, Neptune India is in the midst of a significant transformation, with Prime Minister Narendra Modi undertaking an ambitious reform agenda. But what is the current state of the market and what makes India an attractive investment story today? Read the article here For investment professionals only – not for […]
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