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IFA fined 25k for system failures

The FSA has fined IFA CFS Independent 25,000 for serious failures on systems and controls, risk management and compliance. The regulator concluded that CFS had a poor risk management strategy, relied heavily on third parties to comply with regulatory requirements and was not aware of key obligations when a firm is entrusted with client money and client assets.

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Shake-up of senior management at TMB as directors leave for Deutsche Bank

Nigel Payne is assuming full responsibility as managing director of The Mortgage Business replacing current md Bill Dudgeon.Current TMB directors Bill Dudgeon, Mark Bergin, David Parry and Paul Graham are leaving the business to join Deutsche Bank at the end of September. Deutsche has been widely tipped to enter mortgage lending business by the end […]

Charter is vital step on road to a profession

The Chartered Insurance Institute has finally won chartered status – a very significant step along the road to making advisers into a profession.

The bar is set very high.

Cummings and goings

Whenever a new person walks into a high-profile job, it is always intriguing to see how he or she differs from their predecessor, not just in terms of approach but priorities.

A push up the ladder

First-time buyers Charcol senior technical manager, mortgages, Ray Boulger says a parent’s Sipp investment could help their children move into their first home

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