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FCA orders skilled persons reports for eight advice firms over insistent clients

The FCA has ordered eight advice firms to carry out skilled persons reports in relation to insistent clients following a thematic review on pension transfers, Money Marketing understands. A skilled persons report, also known as a Section 166 report, checks for weaknesses or failings in a firm’s practices. The review can result in enforcement action […]

Architas loses multi-asset manager to Schroders

Architas has appointed senior investment manager Nathan Sweeney as co-manager at the firm, after the departure of Stephanie Carbonneil to join Schroders. Sweeney will manage the the £770m Architas Multi-Asset Active range and run the six risk-profiled funds alongside existing co-manager and Architas chief investment officer Caspar Rock. Sweeney replaces senior investment manager Stephanie Carbonneil, who will […]

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Advisers back away from DB transfers

Just one in four advisers are willing to work on transfers out of defined benefit pension schemes, boosting calls for new regulatory guidance. A survey of 248 advisers conducted by NMG Consulting found just 27 per cent would undertake DB transfers, while around half said they they would not. A quarter of respondents were undecided. […]

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