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FSA fine and ban

The FSA has banned and fined Andrew Cumming, a former client adviser at UBS, £35,000 for his role in the activities that led to the firm being fined £8m this month. The FSA has fined Alexei Krilov-Harrison, a former stockbroker at Pacific Continental Securities UK £24,000 for market abuse.


Jason Britton: Longitude for long term

Much of the recent media coverage on markets has been focused around whether they will continue to go north or turn south, revisiting old lows. Many investment managers and “experts” will give you their very firm view on the subject but we will simply say that we do not have such certainty as to the […]

SFO probes fund

The Serious Fraud Office has launched an investigation into a fund called Gilher Inc which guaranteed a return of 20 per cent a year. The £20m fund targeted British nationals and other expatriates in Mallorca.


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