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FSA fine and ban

The FSA has banned and fined Andrew Cumming, a former client adviser at UBS, £35,000 for his role in the activities that led to the firm being fined £8m this month. The FSA has fined Alexei Krilov-Harrison, a former stockbroker at Pacific Continental Securities UK £24,000 for market abuse.

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SFO probes fund

The Serious Fraud Office has launched an investigation into a fund called Gilher Inc which guaranteed a return of 20 per cent a year. The £20m fund targeted British nationals and other expatriates in Mallorca.

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