The FSA has banned and fined Andrew Cumming, a former client adviser at UBS, £35,000 for his role in the activities that led to the firm being fined £8m this month. The FSA has fined Alexei Krilov-Harrison, a former stockbroker at Pacific Continental Securities UK £24,000 for market abuse.
Gartmore has announced it is to float on the London Stock Exchange.
Much of the recent media coverage on markets has been focused around whether they will continue to go north or turn south, revisiting old lows. Many investment managers and “experts” will give you their very firm view on the subject but we will simply say that we do not have such certainty as to the […]
Guy de Blonay will take on joint management of the Jupiter Financial Opportunities Fund.
The Serious Fraud Office has launched an investigation into a fund called Gilher Inc which guaranteed a return of 20 per cent a year. The £20m fund targeted British nationals and other expatriates in Mallorca.
By Kunal Desai, head of Indian Equities, Neptune Kunal Desai, manager of the Neptune India Fund, comments on the strength of India’s latest GDP figures. Click here for more Important Information Investment risks The Neptune India Fund may have a high volatility rating and past performance is not a guide to future performance. The value […]
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The New Model Business Academy received just over half the Government funding for its apprenticeship programme it was hoping for, which has led to paraplanner and administrator apprenticeships being shelved. NMBA, which is part of the SimplyBiz Group, announced earlier today it is opening applications for its apprenticeship programme this week. In December, it received […]
Platform Alliance Trust Savings must compensate a client after he was unable to make several investments because the online service was down. The client, Mr W, had around £2m in his Sipp fund with ATS. In late June 2016, his advisers tried to make a number of investments into specific funds, however, these did not […]
Last year, Money Marketing took a deep dive into how advisers are remunerated with an extensive reader survey. This year, we’re going even bigger and better, teaming up with recruitment consultancy BWD to bring you the definitive picture on pay. With your help, we hope to decode how qualifications, employment status, geography, gender, job title and other […]