The FSA has banned former Merrill Lynch trader Alexis Stenfors from any regulated activities on the grounds he is not a fit and proper person.
Peter Charge has been promoted to the role of head of sales for directly authorised firms at Tenet Group.
The FSA and City of London Police have contacted 1,000 people across the UK to warn them that their personal details are on a master list being used by fraudsters to target and sell them worthless shares.
Norwich & Peterborough Building Society reported a pre-tax profit of £1.3m for 2009, down 78 per cent from £5.9m in 2008.
The King’s Fund says a partnership agreement between the Government and individuals is the best way to tackle social care reform.
In any relationship that matters, professional or personal, you should be upfront with someone if you think they’re making a decision or doing something they might later regret. Being honest with someone and having their best interests at heart, however hard the message, is key to building trust in any relationship. So how does this […]
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Phoenix Group, Alliance Trust Group, Zurich, and Old Mutual Wealth are amongst the most complained providers in the latest FCA complaints data. A total of 3.76m complaints were received by the FCA during the second half of 2017, up 13 per cent on the first half of the year. Alliance Trust Savings is the most […]
The FCA is reviewing the market for preference shares following the furore over Aviva’s recent decision to cancel its high-yielding preference shares at par value. FCA chief executive Andrew Bailey says in a Dear CEO letter that the regulator is reviewing the prevailing market for certain fixed income shares, particularly those classed as perpetual, irredeemable […]
Five years on from the RDR, and the independent vs restricted debate still holds an exalted position in the market. Significant swathes remain fiercely evangelical in their belief that independence is a pipe dream, or that restricted is a recipe for disgraceful shoehorning. Many of these people are unmoved by the dearth of conclusive evidence […]