Complaints Commissioner sides with FCA over late fees charge

The Complaints Commissioner has rejected accusations the FCA unfairly sent debt collectors to an individual who used to be regulated over paying their regulatory fees late. The complainant had applied to cancel their authorisation in September 2017. They were subsequently charged fees for the 2017/18 year as the cancellation was after the FCA’s 31 March […]

Old Mutual advice arm rebrands under Quilter banner

National advice business Old Mutual Private Client Advisers has completed its rebrand to Quilter Private Client Advisers as part of Quilter Plc’s two-year managed separation strategy. The rebrand follows the renaming of parent company Quilter Plc, formerly Old Mutual Wealth, which separated from South African company Old Mutual Plc earlier this year. Quilter PCA was […]


Rory Percival launches DB transfers guide

Former FCA technical specialist Rory Percival has launched a practical guide aimed at advisers and compliance staff at firms providing advice on defined benefit transfers. It is available from today and takes account of the FCA’s policy statement on advising on DB transfers published in March. The guide has three main parts with the first […]

India budget and the liquidity supercycle

Kunal Desai, manager of the Neptune India Fund, comments on how India’s 2017 budget will impact the Indian economy and equity market. Read article here: Important Information – for Investment Professionals only. Not for Retail Clients.Investment risksThe Neptune India Fund may have a high volatility rating and past performance is not a guide to future […]


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