Board minutes released by the FCA have shed further light on the regulator’s approach to reforming the Financial Services Compensation Scheme. Notes from an October meeting reveal that the regulator is working with the lifeboat fund to produce “a more comprehensible document explaining the cover provided” when consumers are given bad advice or investment companies […]
Will PI cover stand up to the DB transfer test?
Who holds the power when advisers make investment decisions?
The FCA has survived a complaint that it has failed in its duty to oversee the Financial Ombudsman Service. A complainant took their case to the FCA after saying that the regulator had not lived up to its statutory responsibility to make sure that FOS is capable of performing its duties, and has ignored evidence […]
Simon Cooper, Head of DFM Business Development at Cazenove Capital, explains how outsourcing to a DFM can help grow an adviser’s business. Simon also covers how outsourcing can free up valuable time for advisers to focus on building their client relationships along with more in-depth financial planning. For more information please visit our website at cazenovecapital.com
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