View more on these topics

Bill Warren launches compliance consulting firm

Industry compliance expert Bill Warren has launched a new consultancy firm.

Bill Warren Compliance LLP has been established to provide personal compliance advice to firms providing a full compliance health check and providing recommendations to ensure compliance standards are met by applying a practical common sense approach.

It offers a range of compliance service from reviews of management and controls, file checking, Treating Customers Fairly requirements and management Iinformation to advise on the best approach to Principles-based regulation.

Warren was previously director for the Regulatory Alliance of Mortgage Packagers.

He says: “Firms across the board can expect a much more visible regulator over the months and years ahead and it is vitally important they have their house in order. There are a number of major regulatory challenges to meet and responsibilities to fulfil and quality compliance support can make the difference between success and failure.

“Bill Warren Compliance has been launched to help firms achieve their compliance goals. We can provide valuable support in a number of areas including helping firms prepare for the increased FSA visit schedule and ensuring they meet the end of year TCF deadline. There is much for firms to do and I believe Bill Warren Compliance LLP can considerably smooth the compliance process for all firms in this demanding market.”


Policyholder awaits ruling on disability payout case

A policyholder is waiting for a verdict after taking Claims Services International, a subsidiary of Unum Provident and Phoenix Life, to an employment tribunal for allegedly breaching the Disability Discrimination Act 1995.

Single regime wanted for liquidity

The majority of respondents to the FSA’s discussion paper on liquidity requirements for banks and building societies say quantitative requirements are a necessary component and want a single quantitative regime to replace the existing three.

The Great British Break-Off

Despite predictions that a vote to leave the European Union would result in an economic apocalypse, UK equities have shown the market equivalent of a stiff upper lip: bouncing back, keeping calm, and carrying on. Although the road towards Brexit remains clouded in uncertainty, UK equities offer a range of opportunities to investors seeking returns […]


News and expert analysis straight to your inbox

Sign up


    Leave a comment


    Why register with Money Marketing ?

    Providing trusted insight for professional advisers.  Since 1985 Money Marketing has helped promote and analyse the financial adviser community in the UK and continues to be the trusted industry brand for independent insight and advice.

    News & analysis delivered directly to your inbox
    Register today to receive our range of news alerts including daily and weekly briefings

    Money Marketing Events
    Be the first to hear about our industry leading conferences, awards, roundtables and more.

    Research and insight
    Take part in and see the results of Money Marketing's flagship investigations into industry trends.

    Have your say
    Only registered users can post comments. As the voice of the adviser community, our content generates robust debate. Sign up today and make your voice heard.

    Register now

    Having problems?

    Contact us on +44 (0)20 7292 3712

    Lines are open Monday to Friday 9:00am -5.00pm