Bill Warren Compliance LLP has been established to provide personal compliance advice to firms providing a full compliance health check and providing recommendations to ensure compliance standards are met by applying a practical common sense approach.
It offers a range of compliance service from reviews of management and controls, file checking, Treating Customers Fairly requirements and management Iinformation to advise on the best approach to Principles-based regulation.
Warren was previously director for the Regulatory Alliance of Mortgage Packagers.
He says: “Firms across the board can expect a much more visible regulator over the months and years ahead and it is vitally important they have their house in order. There are a number of major regulatory challenges to meet and responsibilities to fulfil and quality compliance support can make the difference between success and failure.
“Bill Warren Compliance has been launched to help firms achieve their compliance goals. We can provide valuable support in a number of areas including helping firms prepare for the increased FSA visit schedule and ensuring they meet the end of year TCF deadline. There is much for firms to do and I believe Bill Warren Compliance LLP can considerably smooth the compliance process for all firms in this demanding market.”