Fund manager slashes competition probe penalty provision

Fund manager River and Mercantile has reduced the amount it set aside for a potential penalty relating to a FCA competition probe by £900,000. In March, River and Mercantile said it set aside £1m through a reduction in director pay in response to the regulator’s investigation. In a trading update today, the firm says that […]


Top tips for ensuring your firm’s website is compliant

Some websites are difficult to navigate or overly complex, while some have become outdated, as technology and design best practice moves on. On our compliance helpdesk we see a wealth of financial planning websites. Some good, some bad. We can’t help you with the aesthetic design, or interface of your website, but we can help […]


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