- Home
- Regulation
Regulation
News
FSA reveals product regulation plans
The FSA says it will intervene in product design to reduce risks for consumers.
Cartel solicitor shut down
Lawyer used by Cartel Client Review shut down by solicitor regulator.
FSA to get tough on risky products
Sants will set out new proactive strategy he believes will better protect the consumer.
-
Fidelity's Kennedy calls for calm if CGT rate rises
-
Lehman bosses criticised for crash
-
Ex-Cazenove partner jailed for 21 months
-
Regulators and ombudsman propose new protection committee
-
Park Row advisers set to get FSA verdict
-
Keydata was under fund firm regulator
-
Tories' top aim is to scrap rise in NI payments
-
Hoban wants to end imperial tax system
-
Director of 'laidback' IFA TV network fined £49,000
-
Former Cazenove partner guilty of insider dealing
Analysis
Towergate says it saved Charcol being thrown on to the FSCS
Some liabilities have been left behind with the administrator
FSA unsettled by life settlement business
Hannah Stodell reports on concerns over high rates of commission
£700K fine sets tone for FSA's Lehman action
Hannah Stodell reports that the first regulatory moveagainst an adviser firm for misselling Lehmanbacked structured products could see £1.8m in redress payments
Are consolidators RDR scaremongers?
In Partnership director claims firms are playing on advisers’ fears
Opinion
Joiner rejoinder
Rob Reid warns the FSA must do more work around the costs of consultancy charging for GPPs.
Chris Cummings
Better treatment for advisers on FSA fees
“It may be entirely appropriate to increase the FSA’s budget this year so long as the right people are being asked to pay the right share of the costs.”
Fay Goddard
Open door to professionalism
“Will January mark the real beginning of a new profession for those prepared to walk through the door?”
Kim North
Playing politics?
“What do the Conservatives expect to happen? Simply a shiny new name badge on the front door of the FSA?”
Alan Lakey
Robert Reid
Nic Cicutti
Where there’s a bill
Nic Cicutti says the idea of “billable hours” being the honourable way forward for IFAs does not chime with his own experiences.
