The FCA has not named the individuals or firms involved.
Regulator responds after Which? called for Consumer Rights Directive to apply to financial services firms.
Advisers to pay £112m for 2014/15.
Asset Land LI sold plots of land as investments without FCA approval and has been ordered to repay £21m.
There is still confusion over what is and what is not independent.
The abolition of double stamp duty for UK-domiciled funds is long overdue and will help level the playing field.
The insurance sector has taken something of a hammering during the last few weeks.
The furore over the FCA review of zombie fund charges is a red herring, the real issues is the appalling standards of service.
If an adviser cannot answer client questions on costs, perhaps they are in the wrong job.
Too much of this was agreed right at the finish, when the process is at its most opaque.
Advisers more scared of FOS than FCA, says PFS president.
FCA Inducement News
Malcolm Streatfield says the network’s arrangements with providers have always complied with FCA rules.
IFP Conference 2013
Succession boss tells advisers clients do not want to be advised by “someone they think is poor.”
The Big Interview
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Take care when drafting terms of business agreements to clearly define the scope of advice and service provided by a firm.
Advisers have to be prepared to advise clients to follow a course of action they do not want to
The RDR has had relatively little impact on the demand for advice and despite the greater regulatory burden, advisers look set to benefit from more sustainable income
Mortgage brokers warn about the “failings of the mortgage market” in providing solutions for borrowers in later life