This site uses cookies. By continuing to browse the site you are agreeing to our use of cookies. Find out more here.
X
MM+301014+small

Regulation

News

FCA-Building-Blue-Sky-700x450.jpg

FCA raises alarm over £4m Sipp transfer scheme

31 October 2014 10:59 am | By Sam Brodbeck

Regulator has “serious concerns” investors’ pensions are at risk.

Comments (2)

RBS-Building-2012-700x450.jpg

RBS sets aside £400m for forex probe

31 October 2014 8:41 am | By Sam Brodbeck

Group profits rise 26 per cent during the quarter.

Cover 2

'Don't let your guard down': Firms warned on inducements after FCA drops Partnership investigation

31 October 2014 8:20 am | By Samuel Dale

Regulator said to still be looking for “scalps” to send message to industry on inducements.

Comments (4)

UK-Currency-Money-Pound-GBP-620x430.jpg

FCA warns advisers over auto-enrolment commission ban dodge

30 October 2014 3:43 pm | By Tom Selby

Regulator believes some firms are looking to replace commission payments with other forms of remuneration, such as adviser charging.

Comments (3)

More news

Opinion

Natalie-Holt-MM-Byline-120x120.jpg

Unpacking the Sesame 'pay to play' debacle

31 October 2014

Terms dictated to providers by Sesame are nothing short of jaw-dropping.

Money Advice Service

MM leader: The MAS and its catalogue of failings

23 October 2014

The Treasury is full of praise for the organisations it has chosen to deliver the guidance guarantee - with one notable omission.

Comments (9)

Carl-Lamb-MM-Peach-700.jpg

Carl Lamb: The cost of regulation is getting out of hand

21 October 2014

Higher costs for advice firms could mean many people end up eschewing advice altogether

Comments (7)

FCA-FSA-Building-Sky-Contrast-700x450jpg

MM leader: The sharp practice of 'non-advised' sales

16 October 2014

“If it looks and feels like advice, it probably is advice.” So said FCA technical specialist Rory Percival back in April 2013.

Comments (5)

Cicutti-Nic-2014-MM-700.jpg

Nic Cicutti: Apfa was not behind FCA indy U-turn

2 October 2014

The FCA’s decision to row back on IFA internal referrals corrects a glaring error in its original guidance.

Comments (2)

Tim Page peach

Tim Page: Kafka, MAS and anti-adviser outbursts

29 September 2014

The recent comments made by Sue Lewis and Caroline Rookes of the Money Advice Service will only hurt consumer interests.

Comments (11)

More opinion

PFS Conference

David-Ingram-close-up-outdoors-in-2013-700.jpg

PFS calls for FOS guarantees on simplified advice

14 November 2013 | By Tessa Norman

Advisers more scared of FOS than FCA, says PFS president.

Comments (3)

More PFS Conference

Analysis

FCA-FSA-Building-700x450.jpg

FCA: What we are doing to prevent future fund collapses

21 October 2014

Our new cradle-to-grave fund supervision team will help us spot risks earlier.

Comments (3)

Adam-Samuel-MM-700.jpg

Adam Samuel: Don't fall into the products trap

14 October 2014

FSCS levy payers have an interest in ensuring new products come under scrutiny.

Comments (8)

House-Home-Property-Ladder-Mortgage-700x450.jpg

'Danger' in advice to borrowers to suspend pension payments

1 October 2014 | By Tessa Norman

Lenders’ policies on pension contributions are pushing some to consider ceasing payments. 

Comments (4)

EU-Euro-Europe-Eurozone-700x450.jpg

Linda Smith: Advising cross border within the EU

25 September 2014

In the coming years, we are likely to see the debate about the UK’s place in the European Union intensify.

More analysis

Fund Data

Editor's Pick



Poll

Should Sesame unwind the 'pay to play' deals it set up as part of its restricted advice panel?

Job of the week

Latest jobs

View all jobs

Most recent comments

View more comments