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News

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FCA chairman: £60k closed book PR cost was ‘insurance policy’

27 January 2015 1:35 pm | By Tessa Norman

FCA chairman John Griffith-Jones came under fire from MPs on regulator’s closed book blunder. 

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MAS directory excludes non-advised brokers

27 January 2015 12:00 pm | By Sam Brodbeck

Pension scammers could take advantage of “mid market” people who don’t want full advice, experts warn.

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Martin Wheatley: I regret saying ‘shoot first ask questions later’

27 January 2015 11:45 am | By Tessa Norman

FCA chief executive says quote has been taken out of context. 

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Millions set for compensation over missold credit card insurance

27 January 2015 9:57 am | By Tom Selby

Millions of bank customers who were missold credit card security products could be in line for compensation.

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Opinion

Keith Richards

Keith Richards: Industry must attract new blood post-RDR

26 January 2015

Advisers have responded better than predicted but the RDR continues to take a toll on numbers.

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Rob Reid: Are the days of contingent charging numbered?

23 January 2015

Time to turn our backs on the percentage of AUM charging model.

Comments (6)

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Tom Baigrie: Why I’m against protection auto-enrolment

23 January 2015

Are we so cowardly we have to go cap in hand to the bureaucracy to shift our product?

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Chris Hannant: Will Budget reforms boost retirement engagement?

19 January 2015

There will be reasons for both optimism and concern this year.

Comments (1)

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Neil Liversidge: Tales of the nightmare clients

16 January 2015

Be sure to hang out the “no vacancies” sign if any of these come your way. 

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Nic Cicutti: FCA is getting serious on advice charges

15 January 2015

It can sometimes pay to argue with your boss.

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Analysis

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Chris Hannant: Will Budget reforms boost retirement engagement?

19 January 2015

There will be reasons for both optimism and concern this year.

Comments (1)

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How to deal with FCA compliance guarantees

16 January 2015

How should firms deal with a request and the potential consequences?

Comments (3)

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Richard Leeson: Getting it right on compliant EIS advice

13 January 2015

At first glance, enterprise investment schemes seem a nightmare for the small IFA.

Comments (11)

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Danby Bloch: Getting it right on management information

8 January 2015

The introduction of adviser charging has changed the way important data should be collected.

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