News

Life Settlement industry draws up code as FSA interest grows

24 Feb 2010 8:54 am | By Hannah Stodell

European Life Settlement Association draws up practice code as FSA prepares to outline its concerns.

Morgan Stanley opts for deceleration

5 Feb 2010 0:25 am

Morgan Stanley - FTSE Tracker Plus Plan

Kitson: ‘Encourage use of products within advice matrix’

Barclays' Kitson wants structured tools for IFAs

4 February 2010

Barclays Wealth Intermediaries third-party distribution director Roland Kitson has called for IFA portfolio planning tools to incorporate structured products more in their models.

Dickie: ‘Structured deposits need to be tidied up’

Providers call for FSA to clear up RDR issues over deposits

4 February 2010 | By Hannah Stodell

Product providers have urged the FSA to address issues relating to structured deposits which have fallen outside the remit of the retail distribution review.

Barclays Wealth hires David Dalton-Brown

20 Jan 2010 10:32 am | By Leah Milner

Barclays Wealth has hired former Fidelity FundsNetwork head David Dalton-Brown as head of Barclays Wealth Funds.

Regulation or innovation?

11 Jan 2010 3:49 pm

“The best regulators can do is create a framework for products with a narrower range of outcomes that we can assess with our limited reasoning capacities.”

Maguire launches action group and on brink of bankruptcy

8 Jan 2010 10:10 am | By Chris Salih

Cru founder Jon Maguire is setting up his own action group to tackle what he alleges has been the mis-management of the Arch-cru fund range.

Barclays Wealth releases next plan in target growth series

4 Jan 2010 3:41 pm | By Hannah Smith

Barclays Wealth is reissuing its target growth plan structured product with changes to its payoff and capital protection structure.

Meteor acquires  NDF and DRL investment books

4 Jan 2010 8:46 am | By Hannah Stodell

Meteor to buy NDF and DRL investment books from administrator.

Aifa seeking legal advice following news of Keydata IFA burden

15 Dec 2009 3:40 pm | By Hannah Stodell

Trade body calls for review of FSA authorisation processes after FSCS classifies Keydata in the intermediation category.

FOS rules against adviser over Arch cru fund recommendation

15 Dec 2009 2:46 pm | By Chris Salih

Financial Ombudsman Service rules against adviser who placed £100,000 investment for ‘low to medium’ risk client into CF Arch cru investment portfolio.

Keydata FSCS claims may cost £50m- advisers hit with new levy

15 Dec 2009 12:36 pm | By Hannah Stodell

FSCS warns of further levy as it estimates Keydata claims will cost the industry between £25m-50m.

FSCS to start paying some structured product claims

11 Dec 2009 12:25 pm | By Hannah Stodell

FSCS to start paying out compensation claims against structured product providers NDFA, DRL and Arc Capital & Income.

Gilliat launches 50/50 deposit series

10 Dec 2009 10:59 am | By Hannah Stodell

Gilliat unveils deposit based product.

NDFA to recommence income payments

3 Dec 2009 11:49 am | By Hannah Stodell

NDFA to recommence income payments within next few days.

Morgan Stanley launches structured Oeic for discretionary asset managers

1 Dec 2009 1:32 pm | By Hannah Stodell

Morgan Stanley launches structured Oeic.

Blue Sky launches target returns in flat markets

30 Nov 2009 5:51 pm | By Hannah Stodell

Blue Sky unveils two new structured products.

Aifa concerned by FSA guidance on structured products

30 Nov 2009 12:20 pm | By Hannah Stodell, Nicole Blackmore

Trade body has “real concerns” about the assumptions made by the regulator.

Previous

Analysis

£700K fine sets tone for FSA's Lehman action

3 Mar 2010 1:13 pm | By Hannah Stodell

Hannah Stodell reports that the first regulatory moveagainst an adviser firm for misselling Lehmanbacked structured products could see £1.8m in redress payments

Equities back on the march

17 December 2009 | By Gregor Watt

Gregor Watt rounds up the year in investment

After the fall

26 November 2009 | By Hannah Stodell, Christopher Jarvis

Structured products have taken a battering. Hannah Stodell and Christopher Jarvis report on industry moves to repair some of the damage

More from Analysis

Opinion

Keydata levy is an outrage against IFAs

24 Feb 2010

Nic Cicutti says it is clear that Keydata was not being effectively regulated by the FSA.

Condemned structures

22 Jan 2010

Peter Hargreaves believes it may be time to outlaw derivative income products.

ABI goes boldly

14 January 2010

Rob Reid praises the ABI but questions fund classifications.

Regulation or innovation?

11 Jan 2010

“The best regulators can do is create a framework for products with a narrower range of outcomes that we can assess with our limited reasoning capacities.”

Structured view: Can investors use the secondary market to their advantage?

29 Sep 2009

“Just because these investments are designed to be held, doesn’t mean investors don’t have the choice to redeem their investment early.”

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