This site uses cookies. By continuing to browse the site you are agreeing to our use of cookies. Find out more here.
X
Categories:Advisers

Tenet poaches Lloyds UK Wealth regulatory manager

  • Print
  • Comment

Tenet has appointed Lloyds Banking Group UK Wealth regulatory developments manager Simon Thomas as head of regulatory policy.

Thomas will be responsible for policy in all of Tenet’s regulated businesses as well as ensuring there is a helpdesk for clients. He will also oversee compliance audit activities and the dispute resolution team.

Thomas says: “The major challenge at the moment is of course to help our clients complete their RDR business transformation and deliver sound, business-focused guidance to ensure compliance.”

Tenet has also appointed David Pearce as head of training, Pearce will take responsibility for group training and play a role in delivery of the group’s overall adviser development programme.

Pearce was most recently working for Friends Life with IFAs and the Chartered Insurance Institute.

Tenet distribution and development director Keith Richards (pictured) says: “These appointments further enhance Tenet’s support for both AR and DA clients and form another part of out on-going transformation programme.”

  • Print
  • Comment

Daily Email Updates
If you enjoyed this article, sign up to receive the latest news and analysis from Money Marketing.

Money Marketing Awards 2015
Put your firm forward as the leading practitioner in your field. Adviser and Advertising categories are open to entries - Enter Now.

Have your sayEdit my profile/screen name

You must sign in to make a comment

Second Opinion

sponsored by Bright Grey

Fund Data

Editor's Pick



Poll

Will more providers shun pensions guidance over fears of straying into advice?

Job of the week

Latest jobs

View all jobs

Most recent comments

View more comments